3 hours

Senior Audit Manager- Fixed Income Currencies and Commodities

Bank of America
New York, NY
  • Job Code
Company Bank of America

Job Title Senior Audit Manager- Fixed Income Currencies and Commodities

Jobid bankofamerica-17079767NewYorkNY

Location: New York, NY, 10176, USA

Description **Job Description:**

Senior Audit Manager- Fixed Income Currencies and Commodities

Accountable for auditing moderate to complex businesses ranging in scale and scope. Implements and communicates Corporate Audits mission, goals and strategies. Responsible for developing an audit plan for assigned areas of responsibility including proper assessment and coverage of risks, including emerging risks. Demonstrates critical thinking, strategic mindset and leads and supports change. Executes assigned components of the audit plan in a timely manner, within quality standards and in conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, assigns severity ratings and escalates broad themes or trends. Produces quality and timely audit reports that summarize results of an audit to management. Manages business partner relationships for areas of responsibly; primary engagement with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. Participates in communication with regulatory agencies. Manages performance of theFixed Income Currencies and Commoditiesteam, including expense management. Provides effective and frequent coaching and development to assigned audit team. Responsible for development, retention and personnel management issues. Fosters an inclusive work environment.

Required Skills:

+ At least 15 years of financial services sales and trading audit and/or public accounting firm experience, preferably within the Banking or Financial Services industry and/or strong knowledge of/experience in Global Markets/Investment Banking lines of business and support functions e.g. Product Control, Middle Office, Risk Management, Compliance, Operations, Settlement and Collateral management.

+ Knowledge of Fixed Income markets products, including Rates, FX, Credit, Municipals,Commodities, Financing, Mortgages and Securitized Products businesses, high touch, electronic and derivatives trading activities.

+ Strong understanding of financial instruments valuation; with a focus on trading and hedging strategies for the cash products (Stocks and Bonds), Swaps (IRS and CDS), futures, options, otc derivatives, prime brokerage, securities lending and financing products e.g. Repo.

+ Candidate should also be familiar with key securities industry regulations e.g. Volcker, DF Real Time Reporting, SEC Capital and Client Asset rules and US market structure as well as the key processes and controls within the Business Supervision, Market Conduct, Finance, Operations and Middle Office functions.

+ Awareness of basic application controls, as well as proficiency with spreadsheets and other analytical tools would be an advantage.

+ Understanding of applicable regulatory rules.

+ Excellent verbal and written communication skills.

+ Ability to interact with staff and managers across audit teams as well as key stakeholders in business areas including Front Office, Finance, Operations and Middle Office functions.

+ Ability to work in a team environment and supervise multiple project teams.

+ Bachelors or Masters degree. CPA, CA or CFA preferred.

Desired Skills:

+ Awareness of basic application controls

+ Intermediate proficiency at using spreadsheets

+ Familiarity with key US laws and regulations pertaining to banking and broker/dealer securities trading & sales activities.

**Posting Date** : 12/06/2017

**Location** :

New York, NY, Jones Lang Lasalle, 1133 Ave of the Americas,

- United States

**Travel** : Yes, 15% of the time

**Full / Part-time** : Full time

**Hours Per Week** : 40

**Shift** : 1st shift

**Assistance for Applicants with Disabilities**

Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at http://careers.bankofamerica.com/us/applicants-with-disabilities .

**Diversity & Inclusion**

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

**Frequently Asked Questions**

Need to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at http://careers.bankofamerica.com/us/faq section for answers to these questions and more.


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Senior Audit Manager- Fixed Income Currencies and Commodities

Bank of America
New York, NY

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Bank of America
New York, NY

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