13 hours

Client Asset Control Specialist: NYC

Bank of America
Jacksonville, FL
  • Job Code
Company Bank of America

Job Title Client Asset Control Specialist: NYC

Jobid bankofamerica-17073459JacksonvilleFL

Location: Jacksonville, FL, 32232, USA

Description **Job Description:**

**Job Description:**

Customer asset protection (ideally 15c3-3) subject matter expert with at least 3 years’ experience in current role. Analyzes and resolves complex operational problems. Key member of the Client Asset Control Group oversight function to ensure compliance with Customer Asset Protection requirements, proactively identifying risks both across the organization and provides technical support to other functional and business support lines. Knows front to back process/system flow. Strong market and regulatory knowledge. Acts as a lead on multiple projects/initiatives on behalf of the team to drives process improvements and acts as a ‘Go-To’ person for Customer Asset Protection for other teams. Performing some routine management support (interviewing, training & support for team members). Develops and delivers training for the team. Understands stakeholder needs, escalates issues timely and appropriately.

**Required Skills:**

+ Strong knowledge of 15c3-3 or CFTC customer protection rules, with experience of performing oversight of broker/dealer processes and controls.

+ Experience in regulatory oversight / risk management.

+ Understanding of Broker/Dealer business lines, including Prime Brokerage, Futures and Options, Equities / FICC institutional business lines

**Desired Skills:**

+ Experience in project management and managing process / technology change

+ Excellent written and verbal communication skills essential

+ Strong at influencing change with stakeholders.

**Posting Date** : 01/02/2018

**Location** :

Jacksonville, FL, JACKSONVILLE 3, 4804 DEER LAKE DR E,


- United States

**Travel** : Yes, 5% of the time

**Full / Part-time** : Full time

**Hours Per Week** : 40

**Shift** : 1st shift

**Assistance for Applicants with Disabilities**

Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at http://careers.bankofamerica.com/us/applicants-with-disabilities .

**Diversity & Inclusion**

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

**Frequently Asked Questions**

Need to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at http://careers.bankofamerica.com/us/faq section for answers to these questions and more.

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Client Asset Control Specialist: NYC

Bank of America
Jacksonville, FL

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Bank of America
Jacksonville, FL

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