12 hours

Audit Supervisor- Regulatory Exam Management

Bank of America
Charlotte, NC
  • Job Code
Company Bank of America

Job Title Audit Supervisor- Regulatory Exam Management

Jobid bankofamerica-17042574CharlotteNC

Location: Charlotte, NC, 28230, USA

Description **Job Description:**

The Audit Regulatory Relations team is responsible for providing oversight and coordination over all regulatory requests for Corporate Audit, relationship management with key regulatory agencies primarily in the US, provides guidance to Audit lines of businesses and Enterprise Control Function teams related to regulatory guidance and interaction, and creates reports to help provide transparency into Corporate Audit’s regulatory activities. The role also requires coordination with regulatory relations teams in Global Compliance and is expected to manage across Audit teams and control functions to deliver complex requests and comprehensive reporting.

**Key Responsibilities include:**

+ Manages Audit’s relationship with U.S. Primary regulators (OCC, FRB, CFPB) and other significant domestic regulators (SEC, FINRA, FDIC)

+ Assists with non-U.S. regulatory requests

+ Manages exams of Corporate Audit

+ Liaises with regulators, Audit LOB teams, and Compliance Exam Managers to complete requests to exams/inquiries from regulators noted above. Includes initial request items, follow-up requests, and Audit exam meetings.

+ Communicates to senior management insight and regulator focus gleaned from regulatory interactions

+ Liaises with LOB Audit teams to assign regulatory identified issues as needed

+ Trains regulators on Audit's processes and manages access to Audit databases

+ Liaises with Global Regulatory Relations (Compliance) and other internal risk groups on regulatory matters

+ Manages the Corporate Audit regulatory meeting calendar and works with LOB Audit teams on creation of meeting materials

+ Maintains a log of materials regulatory submissions and meetings

+ Compiles regulator identified issues status analysis and reports status to Audit senior management and the OCC/FRB

+ Supports LOB Audit teams on external regulator identified issue process

+ Develops and trains on policies and procedures related to external regulator identified issues

**Required Qualifications:**

+ Bachelors Degree

+ Minimum of 3 years exp in audit , risk or compliance

+ Strong project management and time management skills

**Preferred Qualifications:**

+ Masters Degree


+ Audit compliance or financial services experience

**Posting Date** : 06/14/2017

**Location** :


- United States

**Travel** : Yes, 10% of the time

**Full / Part-time** : Full time

**Hours Per Week** : 0

**Shift** : 1st shift

**Assistance for Applicants with Disabilities**

Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at http://careers.bankofamerica.com/us/applicants-with-disabilities .

**Diversity & Inclusion**

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

**Frequently Asked Questions**

Need to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at http://careers.bankofamerica.com/us/faq section for answers to these questions and more.


  • Management

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Audit Supervisor- Regulatory Exam Management

Bank of America
Charlotte, NC

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Charlotte, NC

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